Public Company Financing, Reporting & Compliance

Overview People in this Area

Experience and Innovation

Our attorneys are prepared to help clients navigate new legislation and understand the resulting opportunities.

From structuring an initial offering to ensuring ongoing regulatory compliance, Parsons Behle & Latimer’s attorneys have the experience and perspective to guide public companies every step of the way. Our experienced team of securities attorneys advises companies on filing periodic reports, soliciting proxies for stockholder meetings, and complying with complex and constantly changing disclosure and compliance regulations. We work with attorneys in our intellectual property, natural resources, environmental, employment, and tax departments to manage disclosures in an array of industries.

In addition, our many years of experience representing issuers in public company financings gives us the perspective to understand and advise on the new financing options available under the JOBS Act, which streamlines initial public offerings for small and mid-cap companies and creates new flexibility and opportunity for public companies to access capital through exempt offerings.

We represent clients in initial public offerings; private investment in public equity (PIPE) transactions; registered direct and other shelf offerings; alternative public offerings; periodic reports filed with the SEC; proxy and information statements; and compliance with SEC, exchange, and state regulations and rules.